AFSL CPD for Responsible Managers


In the wake of the Royal Commission and increased scrutiny of financial services on the part of regulators and customers alike, it's a responsible manager’s time to shine.

This year's course is all about the contribution responsible managers make in steering the culture and conduct of their organisation.

Own your role, help your organisation be and do good, advocate for the best and most appropriate new technologies and systems, and keep an eye on what’s keeping ASIC up at night. Whatever sized firm you're working for, there's plenty to enlighten and inspire you.

Download our RM CPD brochure

Our 2019 CPD course is designed to assist Responsible Mangers to meet their organisational competency requirements for their Australian Financial Services Licence.
All Responsible Managers are required to maintain and update their knowledge and skills required to carry out their role. Detailed information about the requirements of responsible managers is provided in ASIC Regulatory Guide 105.

2019 course topics

  • Being a Responsible Manager
    A refresher on the roles and responsibilities of a responsible manager and tips for having meaningful input into how your organisation operates. 
  • Improving culture and conduct in the financial services workplace
    Treating your internal people and customers well is good for business. Here’s our exploration of how you might successfully navigate the interplay between culture, ethics and conduct in your organisation and beyond. 
  • Navigating technology and disruption: Unscrambling the white noise

    New technology abounds; it can enhance an existing business model, displace an entire market or just be shiny and add little value. It is not always disruptive. Many global and Australian trends in technology relate to financial services, so how should you approach the adoption of new technology within your organisation? 

  • The Consumer Data Right and Open Banking
    The Consumer Data Right and Open Banking are coming. What’s the global context, how’s it being implemented in Australia and when?  And who’s regulating what aspects?  This topic will help you to determine if and how  your organisation and its customers will be impacted.

  • Recent ASIC cases and focus areas in 2019
    ASIC’s on patrol. What’s been catching the regulator’s attention while on the beat and what issues are in its crosshairs in the coming year?
Enrol now


We deliver quality technical training to companies and individuals in the Australian financial services sector. We are also an approved provider to industry associations and organisations. Customise a training plan for your organisation. Contact us on 02 9233 2000.

What others say about our courses

At course completion we request feedback to see how we are going. The 2018 AFSL RM CPD course received fabulous reviews.



Rate the 2018 AFSL CPD for RMs course 9/10


Are satisfied with the support services provided by FEP.


Found the course was highly relevant to their current role


Would recommend FEP to a colleague

"Excellent training material and very relevant" 
John HenryDomestic and General Ins Ltd
"I will definitely be looking to do further learning - the ease of use and quality of material was great THANKYOU".
Clint Ducat,  WiZDOM Wealth Pty Ltd
"Easy to access and the course is suitable for meeting AFSL requirements".
Beryl Notias, Baptist Financial Services Australia Ltd

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