Find the right course

RG 146 Initial compliance

Tier 1
  • Generic Knowledge
  • Securities
  • Derivatives
  • Managed Investments
  • Superannuation
  • Self-Managed Superannuation Funds (SMSF)
  • General Insurance
  • Life Insurance
  • Foreign Exchange
  • Margin lending facilities
  • CFA Gap Program

Tier 2


  • RG146 CPD
  • AFSL CPD for Responsible Managers
RG 206
  • ACL CPD for Responsible Managers
  • ACL CPD for Representatives

Emerging tech & global trends

  • The Consumer Data Right is here
  • Current trends and innovation in FX & payments
  • Digital transformation in financial services
  • Cyber Security
  • Reform in the OTC Derivatives Markets
  • The FX Global Code
  • The short on short selling
  • High frequency trading
  • Investing in equity crowdfunding  <>  

Conduct Management & Ethics

  • ASIC policies highlights & priorities
  • The AML/CTF course
  • Managing ethical dilemmas in financial services
  • RG234 – Marketing financial products
  • Privacy and data protection
  • Understanding Australian Consumer Law
  • Improving culture and conduct in the workplace


Managing Wealth

  • Taxation of securities
  • Types of contributions to grow your super
  • Managing post retirement lifestyles with annuities
  • Fulfilling quests with Investment bonds
  • Gear up for margin lending advice


Australian Credit Licence

  • ACL CPD for Responsible Managers
  • ACL CPD for Representatives

Responsible Managers RG105


Anti-money Laundering

  • The AML/CTF course


Custody & Operations

Compliance Professionals

  • Compliance Fundamentals
  • The Consumer Data Right is here

Corporate Solutions

We deliver quality technical training to companies and individuals in the Australian financial services sector. We are also an approved provider to industry associations and organisations.

Customise a training plan for your organisation. Contact us on 02 9233 2000.