Find the right course

RG 146 Initial compliance


Tier 1
  • Generic Knowledge
  • Securities
  • Derivatives
  • Managed Investments
  • Superannuation
  • Self-Managed Superannuation Funds (SMSF)
  • General Insurance
  • Life Insurance
  • Foreign Exchange
  • Margin lending facilities
  • CFA Gap Program

Tier 2

CPD


  • cpdevolve
  • RG146 CPD
  • FASEA CPD
  • Derivatives & FX CPD
RG105
  • AFSL CPD for Responsible Managers
RG 206
  • ACL CPD for Responsible Managers
  • ACL CPD for Representatives

Emerging tech & global trends


  • Current trends and innovation in FX & payments
  • Digital transformation in financial services
  • Cyber Security
  • Reform in the OTC Derivatives Markets
  • The FX Global Code
  • The short on short selling
  • High frequency trading
  • Investing in equity crowdfunding  <https://www.financialeducation.com.au/product/investing-in-equity-crowdfunding/>  

Conduct Management & Ethics


  • The AML/CTF course
  • Managing ethical dilemmas in financial services
  • RG234 – Marketing financial products
  • ASIC policies highlights & priorities
  • Privacy and data protection
  • Understanding Australian Consumer Law
  • Improving culture and conduct in the workplace

 

Managing Wealth


  • Taxation of securities
  • Types of contributions to grow your super
  • Managing post retirement lifestyles with annuities
  • Fulfilling quests with Investment bonds
  • Margin Lending

 

Australian Credit Licence


Responsible Managers


  • Responsible Manager Fundamentals
  • AFSL CPD for Responsible Managers

 

Anti-money Laundering


  • The AML/CTF course

 

Custody & Operations


Compliance Professionals


  • Responsible Manager Fundamentals
  • Compliance Fundamentals
  • ASIC policies highlights & priorities

Corporate Solutions


We deliver quality technical training to companies and individuals in the Australian financial services sector. We are also an approved provider to industry associations and organisations.

Customise a training plan for your organisation. Contact us on 02 9233 2000.