Find the right course

RG 146 Initial compliance


Tier 1
  • Generic Knowledge
  • Securities
  • Derivatives
  • Managed Investments
  • Superannuation
  • Self-Managed Superannuation Funds (SMSF)
  • General Insurance
  • Life Insurance
  • Foreign Exchange
  • Margin lending facilities
  • CFA Gap Program

Tier 2

CPD


  • cpdevolve
  • RG146 CPD
  • FASEA CPD
  • Derivatives & FX CPD
RG105
  • AFSL CPD for Responsible Managers
RG 206
  • ACL CPD for Responsible Managers
  • ACL CPD for Representatives

Emerging tech & global trends


  • The Consumer Data Right is coming
  • Current trends and innovation in FX & payments
  • Digital transformation in financial services
  • Cyber Security
  • Reform in the OTC Derivatives Markets
  • The FX Global Code
  • The short on short selling
  • High frequency trading
  • Investing in equity crowdfunding  <https://www.financialeducation.com.au/product/investing-in-equity-crowdfunding/>  

Conduct Management & Ethics


  • ASIC policies highlights & priorities
  • The AML/CTF course
  • Managing ethical dilemmas in financial services
  • RG234 – Marketing financial products
  • Privacy and data protection
  • Understanding Australian Consumer Law
  • Improving culture and conduct in the workplace

 

Managing Wealth


  • Taxation of securities
  • Types of contributions to grow your super
  • Managing post retirement lifestyles with annuities
  • Fulfilling quests with Investment bonds
  • Gear up for margin lending advice

 

Australian Credit Licence


Responsible Managers


  • Responsible Manager Fundamentals
  • AFSL CPD for Responsible Managers

 

Anti-money Laundering


  • The AML/CTF course

 

Custody & Operations


Compliance Professionals


  • Responsible Manager Fundamentals
  • Compliance Fundamentals
  • The Consumer Data Right is coming

Corporate Solutions


We deliver quality technical training to companies and individuals in the Australian financial services sector. We are also an approved provider to industry associations and organisations.

Customise a training plan for your organisation. Contact us on 02 9233 2000.